Modified 5E3 Amplifier Development

10/7/25 - This 5E3 build has been a work in progress, going through many different phases and ideas and redo's, and in the process was clogging up my main electronics page too much with details and clutter that often became outdated when the next idea came along. But it was still a process I'd like to preserve, so moving it all to this page so I can streamline the material on the main page.

There are two sections here, the details of the amp build below and the LTspice simulation stuff after that.


5E3 Deluxe Kit

6/4/25 - The 5E3 Deluxe Kit I ordered from Weber Speakers has arrived!

This kit is for experienced builders, it does not come with instructions beyond the schematic and layout linked from the web site. It's cheaper than some other kits as it does not include tubes (except for a Weber Copper Cap rectifier) and the transformers and other electronic parts are sourced overseas but that's OK I'm cheap too. I'll probably replace the filter caps with 22/500 FT caps but other than that as long as it works I don't care where the parts came from. The cabinet and chassis are top-notch made in USA with a Weber alnico speaker already installed, that's what really matters. It took awhile to get the kit (over 3 weeks), like they made it just for me! Oh and it comes with a cuzy... [rest of this post and the next deleted, was a good start but got better once I better understood the circuit]

6/11/25 - It's together!

Construction went well, everything needed was included but I added a few extra things I wanted - green wire for the filaments (the kit included lots of blue but nah gotta have green), 3/8" lockwashers to go under the jacks and controls, a couple of solder lugs, an 8/32 nut and a lockwasher to avoid having to solder to the chassis, and some things not part of the original design - 470/2W screen grid resistors (habit), an extra 0.1uF cap and 250KA control for a master volume, two 330K bleeder resistors, two 1N4007 diodes in series with the rectifier tube plates to avoid sparking when using a real rectifier tube, and a 1000pF mica cap to link the channels when nothing is plugged into the bright channel #1 jack (a simple wire link didn't work out). I did use my own 22/500 F&T filter caps and a Sprague 25/50 bypass cap across the 250/5W cathode resistor, and lost one of the 1.5K resistors for the 6V6 sockets so used my CC's, otherwise used all the supplied parts. The resistor legs weren't long enough to span the full width of the fiberboard but that wasn't an issue, the affected ones were bypassed by capacitors which did fit so just soldered the resistors to the capacitors first. Most of the smaller resistors were 1% type and kind of hard to read, used a meter to make sure I had the right values. It took about one long day to assemble the kit and get it working, not counting the tweaks I made after assembly.

Here's a schematic of the modified 5E3 circuit [updated to include the gain reduction mod]...

Here are some pictures of the internals...






The hole between V1 and V2 is where my failed gain boost switch was.. this circuit doesn't need any boosting.

I ran the transformer center taps directly to the fiberboard to ensure no supply ripple current flows through the chassis. Ran a wire across all the pots and grounded to the brass plate and chassis to ensure loose backs don't cause issues. Actually didn't really need the brass plate, other than soldering a strap to the chassis didn't solder anything else to it.. but it looks cool. Instead I just soldered the grounds to the (strapped) pot backs and soldered the V1 cathode R/C ground directly to the input jacks. As much as possible kept the grid and cathode circuits parallel to each other. The amp is very quiet.

I've worked on 5E3's in the shop, but this is the first time I've really gotten down and dirty with the circuit. And dirty it is! I was surprised at how much gain it has, and the backwards-wired volume controls... well that just ain't right but it's part of what gives this circuit its character. It's the opposite of compensated gains like I'm used to - it increases lows to the subsonic range as the volumes are increased. When I first put it together with a simple wire channel link it was a disaster, if the volumes were over about 5 string movement would overload it making it cut out. The 1000pF link cap solved that, but it's still unbridled, anything over 2 to 3 is in the breakup range. I like it!

But I'm tempted to add a gain reduction switch... getting a clean tone is somewhat difficult, can't get the volumes more than a notch before it starts to distort. One way to do that is switch a resistor from V2A grid to ground, but that would also affect the tone control response. Another way would be use a double-pole switch to switch in a pair of resistors from the control wipers to ground.. hmm... a DPDT center-off switch could do both... Yes! The switch centers are grounded, the side towards the back connects a 100K to V2A grid, the other side separately connects a pair of 39K resistors to the volume control wipers. Thus center is stock, pushed in is attenuated, pulled out is loaded. The 39K load position decreases the total gain by about 8db, keeps the bass response from going subsonic at higher settings, and helps smooth out the control taper. The 100K attenuation position doesn't drop the total gain that much when the volumes are all the way up, but greatly smooths out the control tapers, have to get to around 6 to start getting breakup. The tone control still works fine.

This picture shows both the master volume mod and the gain reduction mod...


I think I am close to 5E3 perfection, the beast has been tamed yet it's all still there when I want it.

6/17/25 - Ran into a semi-minor issue... was getting a pop when plugging into the amp, indicating there was some DC coming out of the inputs. Checked it with a meter, sure enough with an open jack cord was reading about 300mV out of the normal input and over 500mV out of the bright input. Changing V1 had no effect. While not much it's enough to cause pedal switches to pop and other odd effects. The cause is apparently the fiberboard - in high humidity environments (like my basement) it absorbs moisture and becomes slightly conductive. Verified that by directly probing the fiberboard in the vicinity of the B+ eyelets... yep it's slightly electrified. Not enough to cause operational issues but enough to cause switching pops. Compounding the problem was the switch contact on the normal #1 input jack wasn't making contact, probably should have replaced them with Switchcraft 12A jacks but for now just cleaned and tweaked them.

I've seen the leakage issue many times with fiberboard-based amps, and the solution here is the same as always, get those sensitive 68K input resistors off the fiberboard and solder them directly to the jacks. The front end wiring now looks like this...


This completely solved the issue, input offset is now less than 1mV and no pops at all.

Normally fiberboard leakage isn't much of an issue, but it has been very humid here in my basement lately, up to 90% at times. After the amp had been on for awhile, driving out moisture, the stray voltage into the nearest (now empty) eyelet had dropped to only a couple hundred millivolts. My meter has an input impedance of about 20meg so that corresponds to about 10mV in the usual 1meg circuit, far less than I measured earlier so the issue appears to be self-correcting. However, I prefer that my pedal switches not pop when I first turn on the amp in a humid environment.

6/18/25 - Playing around with my pedalboard...


From right to left that's a TC Electronic polytune tuner, a Mooer Ninety Orange phase shifter, my Purple Cow overdrive, and a Mooer Echolizer delay. The amp volumes are cranked pretty hot and the gain reduction switch is in the stock position, so the echos distort together. The master volume is quite low. Here's what it sounded like. That was recorded with a DR40 inside the cabinet, post processing was just adding a bit of bass and reverb and normalizing the level.

I like this amp!

6/21/25 - I took some measurements and scope plots from the amp. With 121V AC line voltage, at idle B+A is 369V, B+B is 319V and B+C is 248V. That's 0.53 watts on the 4.7K 2W resistor. 6V6 cathodes are 19.2V, V1A and V1B plates are 170V, V1 cathodes are 1.3V, V2A plate is 166V, V2A cathode is 1.25V, V2B plate is 202V and V2B cathode is 45.4V. Output power is 9.9 watts into 8 ohms and 13.8 watts into 16 ohms, at the onset of clipping. At clipping into 8 ohms, B+A is 357V, B+B is 291V (0.93W on the 4.7K) and B+C is 227V. With heavy clipping into 8 ohms, B+A is 343V, B+B is 271V (1.1W on the 4.7K) and B+C is 213V.

The following scope plots are rough, taken with my phone with glare which I gamma'd out, ignore odd waveform tilting.

Output into 8 ohms...



Output into 16 ohms...



Output using the master volume...



Scoping the output of V2A at the master volume hot terminal...




6/23/25 - The frequency distortion at the top of the waveform in the last two plots appears to be caused the response of my scope probe in the x10 position, it does not appear in the plots taken from the amplifier output.

6/25/25 - Voltage readings with different preamp tubes...

Line = 113.7VAC   Philips           JJ                V1=JJ V2=EH 
----------------------------------------------------------------------- B+ "A" | 341V | 341V | 341V |
B+ "B" | 296V (9.57ma) | 295V (9.79ma) | 295V (9.79ma) |
B+ "C" | 231V (2.95ma) | 225V (3.18ma) | 226V (3.14ma) |
6V6 cathodes | 18.33V (73.3ma) | 18.30V (73.2ma) | 18.32V (73.3ma) |
V1A plate | 161.2V | 149.1V | 149.4V |
V1B plate | 160.4V | 145.5V | 150.2V |
V1 cathodes | 1.158V (1.41ma) | 1.292V (1.58ma) | 1.267V (1.55ma) |
V2A plate | 156.8V | 149.1V | 147.4V |
V2A cathode | 1.126V (0.75ma) | 1.154V (0.77ma) | 1.196V (0.80ma) |
V2B plate | 188.5V | 179.5V | 182.2V |
V2B cathode | 42.9V (0.75ma) | 46.1V (0.80ma) | 44.8V (0.78ma) |
-----------------------------------------------------------------------

Measurements are approximate and depend on resistor tolerances, line voltage fluctuations, meter accuracy and loading, etc. The JJ in the last test was a different sample. As can be seen by this chart, different brand tubes produce somewhat different readings, even the two sections in the same tube can differ - V1A and V1B plate voltages should be nearly equal.

Component value tweaks

7/12/25 - Last weekend I took the amp to an outdoor jam and although it sounded ok and got the job done, it was struggling to keep up with the drums and bass and the other guitar. 9.9 watts at clip then going lopsided doesn't really cut it with a loud band. First thing is keep it from going lopsided so badly, basically replace the 1.5K 6V6 grid resistors with something much bigger. Usually I use 56K for this situation but didn't have any handy, and simulation suggested that the bottom (cathode side) grid resistor should be a bit bigger than the top (plate side) resistor to balance out the clipping, so used 33K on the top (V3) and 47K on the bottom (V4). While at it also reduced the 1.5K in the phase splitter to 1K to give it more headroom, and reduced the 1.5K cathode resistor in the V2A 2nd gain stage to 1.2K to drive that stage a bit harder and even out the initial clipping symmetry and help keep it square longer before it does the asymmetric thing.

These simple changes made a fairly significant difference. Before it was struggling to get 9.9 watts and clipping on the bottom side first, now it gets a nice 10.125 watts at clip hitting both sides of the wave at the same time. It still clips a bit more on the bottom side when pushed but it's much improved over the original circuit, squaring both sides of the waveform rather than the bottom side stealing power from the top side until it gets way into clipping. The added power now comes immediately which should improve its perceived loudness.

This is with the master all the way up at various levels of clipping...

 

Backing off the master volume a bit keeps the clipping more even, maximizing output power...

 

Preamp distortion is mostly like it was, maybe a bit more rounded on the bottom side...


[note - I had the output transformer wired backwards so flip the phase of all scope plots taken from the speaker output]

This should do, will find out on the next jam.

Here are the new measurements...

Idle measurements... line=117.8VAC

B+ "A" 359V
B+ "B" 309V
B+ "C" 237V
6V6 cathodes 19.4V
V1A plate 164.7V
V1B plate 163.3V
V1 cathodes 1.215V
V2A plate 153.2V
V2A cathode 1.072V
V2B plate 184.8V
V2B cathode 53.2V

Dynamic measurements... 8 ohms, MV all the way up, line=119.8VAC

Idle At clip Heavy clip
B+ "A" 366V 357V 341V
B+ "B" 315V 290V 268V
B+ "C" 241V 225V 208V
6V6K 19.8V 22.5V 26.7V
OutPwr --- 10.125W 16.3W (approx)

Derived measurements... (OT resistance 135 ohms per leg)

4.7K I 10.85ma 14.26ma 15.53ma ("A" - "B") / 4700
4.7K D 0.553W 0.955W 1.134W ("A" - "B") ^2 / 4700
22K I 3.36ma 2.95ma 2.73ma ("B" - "C") / 22000
250 D 1.568W 2.025W 2.852W 6V6K ^2 / 250
6V6 K I 39.6ma 45ma 53.4ma (6V6K / 250) / 2
6V6 SG I 3.745ma 5.655ma 6.4ma (4.7K_I - 22K_I) / 2
6V6 P I 35.855ma 39.345ma 47ma 6V6_K_I - 6V6_SG_I
6V6 SGK V 293.44V 264.84V 238.29V B+B - 6V6K - (6V6_SG_I * 470)
6V6 PK V 341.36V 329.19V 307.09V B+A - 6V6K - (6V6_P_I * 135)
6V6 SG D 1.1W 1.5W 1.53W 6V6_SG_I * 6V6_SGK_V
6V6 P+L D 12.24W 12.95W 14.43W 6V6_P_I * 6V6_PK_V (inc. load)
6V6 P D 12.24W 7.89W 6.28W 6V6_P+L_D - (OutPwr / 2)

These are approximate calculations and do not take into account component tolerances, tube imbalance, transformer losses, meter inaccuracies etc. At first I was calculating rather high plate dissipations at and beyond clip until I realized that the number also included the power delivered to the load, after subtracting that it looks like plate dissipation is the highest at idle. Not sure if it's totally right but the math seems valid, basically calculating plate input power minus output power, whatever is left is the plate dissipation. The heavy clip figure is suspect since the meter I used is not true-RMS, the voltage reading it gives for a near square wave is probably not that accurate.

I considered possibly adding a rectifier bypass switch to increase the power output, but after simulating and calculating to make that safe(ish) would require increasing the 6V6 cathode resistor to about 330 ohms and inserting another 330 ohms in series with the diode supply, just to get it to about 15 watts at clip. Problem is the increased cathode resistor makes it bias too cold in the normal rectifier position, would have to use a double pole switch to avoid that. Maybe but it's already running near the 14 watts max 6V6 plate dissipation so have to be really careful. Something like that would be better applied to a fixed bias output section so the idle current can be controlled.

A simpler solution for increasing output power is find a better-matching output transformer. With the W041318 transformer supplied with the kit I get more power into 16 ohms (around 14 watts) than into 8 ohms (around 10 watts). Seems that a 6600 ohm primary is too low, many of the 5E3 replacement transformers are in the 8000 to 8500 ohm range. A cheap alternative is the 8000 ohm to 8 ohm P-TGO-002 from Antique Electronics Supply, only $30 plus shipping. The Hammond P-T1751M looks nice, 8000 ohm primary and 4/8/16 ohm secondary [$54 plus shipping].

8/17/25 - Installed the P-T1751M transformer, that boosted the output power at clip into 8 ohms to over 12 watts, peak power is about 18 watts with the master backed off a bit. Not sure (my ears have been funny lately) but it seems to have a bit more highs now. Note that the phase of the P-T1751M transformer is the opposite from the supplied W041318 transformer and most other (but not all) transformers with brown/red/blue primaries, so for the same phasing the blue and brown wires need to be reversed. Not sure what the correct phasing even is for the 5E3 circuit - with no negative feedback it doesn't matter unless paring with another 5E3. I went by the Weber layout guide which had the blue connected to V3, so used brown on V3 with the 1751M to keep the same phase. Then discovered the Weber schematic shows the opposite phase as the layout so need more research to see which is correct.

Looking at the various kits there seems to be a preference for brown on V3 with normally-phased transformers so I think mine is actually wired backwards. The P-TGO-002 transformer is specifically made as a 5E3 drop-in replacement, and it's phased with the dots on primary green and secondary black, and the original 5E3 schematic shows green on V3. So with the 1751M that would be blue on V3 so yeah it's backwards from the original circuit - reversed the wires (again). With a single amplifier it really doesn't matter and it's still basically 50/50 chance of phasing correctly with another random amp, but at least if I pair it with another 5E3 it's more likely to match. Maybe.

Another thing I learned... Amplified Parts and Antique Electronic Supply are basically the same company - same parts and part numbers, same prices, same address, both are the public version of CE Distribution.

8/21/25 - After examining a few more 5E3 amp kits and builds there seemed to be a preference for brown on V3, which would be blue on V3 using a backwards-phased Hammond transformer, but really there is only one way to settle the issue - do a negative feedback mod! With negative feedback applied to the cathode of V2A in the 5E3 circuit there can be only one correct connection, which as it turns out is brown on V3 with a transformer phased with dots on brown and black, the consensus for most of the kits and the way I currently have it wired. But as always when replacing an output transformer always fire it up at first with the negative feedback disconnected to make sure that connecting the loop decreases the gain.

For my negative feedback mod I used the existing DPDT center off switch I already had in place and modified the wiring so that the 100K post control load remained unchanged (no feedback, this is the setting I use the most), the center position is the stock front end with negative feedback, and the far position, previously the 39K preamp loads, is now stock. This way I can directly compare the effect of the negative feedback without switching any other circuit elements. I never used the 39K load position anyway, was intended to reduce the gain and avoid blocking distortion but the 100K post control load does that better.

The gain switch is now wired like this...

                               O--O---.  stock
ground-------------------O--O | stock with negative feedback
V2A grid---------100K----O O | post-control loading (no NFB)
(control outs) |x |
V2A cathode--------+22uF----*---' For negative feedback also on the loading
  (and cathode R) | position break the connection marked "x"
speaker-------------39K-----'

The 22uF is the same part that was across the V2A cathode resistor, the only added part is the 39K NF resistor. When the switch is in the 100K post control load position it grounds the 22uF cap and also grounds the negative feedback signal, so the amp operates without negative feedback, with only the 100K resistor loading the output of the control network. Which doesn't reduce the available gain all that much, mainly just smooths out the control taper to make it easier to get cleaner tones. When the switch is in the center off position then the front end is stock but negative feedback is applied through the 22uF capacitor. The stock position grounds the cap removing the negative feedback signal, restoring the stock preamp circuit.

Did some more testing in the shop and found that the NOS tube I had in V2 was getting flaky, although it was working it was fooling me with its waveforms, changing the V2A cathode resistor to 1.2K was a tweak in response to a bad tube! Replaced the old 12AX7's with JJ ECC83S and changed the cathode resistor back to 1.5K, now the plots look normal again. I did verify with a clipped-on control pot that lowering the cathode resistance below 1.5K made the clipping response worse, so 1.5K it is. But sticking with the 1K cathode resistor value for the phase inverter.

. . . . . . . . . .

At some point I probably should clean up this section, a lot of the above no longer applies to this amp - the 39K first stage load mod is no longer present, was an attempt to solve the "farting out" problem, which it sort of did but other methods ended up working better in practice and I found myself never using the 39K switch position, plus those (unused) resistors hanging in the air over the fiberboard were starting to bug me, so when the negative feedback mod came along they had to go. Of all the mods I've made, the ones I like the best are coupling the channels using a 1000pF capacitor, the master volume, the 100K post-control load mod for better control taper and blending, and increasing the values of the 6V6 grid stop resistors to keep the phase inverter from crapping out. For cleaner tones and stage work the negative feedback mod might become a new favorite - actually I've never heard the amp sound that clean. I'm using a fairly high amount of feedback (39K) and it drops the gain considerably, making the otherwise stock preamp setup quite usable (the stock preamp clips if the controls are much over about 2 making it hard to do anything clean). It also noticeably affects the preamp clipping characteristics when using the master volume, as the V2A clip stage is within the negative feedback loop.

Here is an updated schematic showing the changes I have made so far...


Voltage readings with AC line = 122.7V (a tad high) with JJ 12AX7 (ECC83S) and EH 6V6 tubes...

                  Idle     13.03W   15.58W   16.86W   21.06W
------ ------ ------ ------ ------
main supply 375V 366V 363V 359V 352V
SG supply 322V 295V 292V 288V 277V
"C" supply 242V 227V 227V 223V 216V
6V6 cathodes 20.4V 23.3V 24.4V 25.1V 27.1V
V1A plate 156.6V
V1B plate 158.8V
V1 cathodes 1.413V (preamp voltages not
V2A plate 154.6V measured under load)
V2A cathode 1.367V
V2B plate 186.1V
V2B cathode 57.7V

The 13.03W figures are for just slightly into clip into 8.4 ohms, the estimated resistance of my dummy load and connecting cable. The remaining measurements are for various degrees of clipping up to almost square-wave. Power figures are estimates based on the numbers my non-RMS meter gave me, which are probably super-accurate but should be in the ballpark.

Derived measurements... (approximate, component tolerance and load sharing are not considered)

                  Idle     13.03W   15.58W   16.86W   21.06W
------ ------ ------ ------ ------
4.7K 2W diss. 0.60W 1.07W 1.07W 1.07W 1.20W
250 5W diss. 1.66W 2.17W 2.38W 2.52W 2.94W
Total 6V6 curr. 81.6ma 92.0ma 97.6ma 100.4ma 108.4ma
Preamp current 3.64ma 3.09ma 2.95ma 2.95ma 2.77ma
6V6 SG current 3.82ma 6.01ma 6.08ma 6.08ma 6.59ma (per tube)
6V6 plate curr. 37.0ma 40.6ma 42.8ma 44.1ma 54.2ma (per tube)
6V6 SG diss. 1.223W 1.756W 1.758W 1.734W 1.805W (per tube)
6V6 plate diss. 13.12W 7.399W 6.702W 6.295W 7.080W (per tube)

The formula I used to calculate plate dissipation is...
  ((main_supply_V - 6V6_cathode_V - (6V6_plate_current / 150)) * 6V6_plate_current) - (output_power / 2)
...the 150 figure is the output transformer leg resistance. Basically it calculates the plate input power then subtracts half of the output power to estimate the actual plate dissipation.

Here are some new pictures of the internals...






The 68K jack resistors are in the air rather than on the fiberboard is to prevent leakage from the nearby high voltage eyelets, especially in humid environments, putting a fraction of a volt on the input lines depending on the impedance of whatever their hooked to. While that's not enough to seriously affect performance, it caused pops when plugging stuff in and out and operating pedal footswitches.

I didn't twist the heater wiring, instead cut each wire to length then tightly fitted them under the lip of the chassis. This seems to work fine, the amp is very quiet. For grounding I used a wire on the back of the controls that's also grounded to the input jacks, with the supply side of the wire grounded to the chassis. Probably overkill but I hate it when nuts get loose and bad things happen. The circuit grounds ground to the control ground wire, and the V1 cathode R/C grounds directly to the input jacks. The transformer center-tap grounds to the first filter cap ground on the fiberboard (actually the 6V6 cathode resistor but same effect) to make sure no supply ripple current passes through the chassis or other ground networks. The only place I trusted a control ground was the master volume but it's a nice CTS control placed underneath the amp and unlikely to come loose. The reason it's underneath is because I wanted to preserve the stock look but also so that when using as backline for jams I wanted to be able to set the maximum volume in a way that's less likely to be messed with by the jammers... sometimes 15 watts is still too loud.

Scope plots... These are with JJ ECC83S preamp tubes and EH 6V6's.

Output with the stock setting (no negative feedback), delivering ~13W, ~15.6W, ~16.9W and ~21.1W...

 

Output with the negative feedback setting, delivering ~13.9W and ~15.5W...

 

The at-clip plot is noticeably cleaner and it's more symmetrical going into clipping. The higher power plots are almost identical to the non-feedback plots so omitted.

Preamp distortion with the negative feedback setting, 130mV input into bright #1, normal volume down. Delivering ~7W, ~8W, ~9.1W and ~10.5W as the bright volume set to 3, 4, 8 and 11...

 

Preamp distortion with the 100K load taper mod setting, 130mV input into Normal #1. Delivering ~6.3W, ~7.7W, ~9.2W and ~11.6W as both the normal and bright volumes are set to 3, 5, 8 and 10.5...

 

Preamp distortion with negative feedback enabled starts off more symmetrical but flattens out on the bottom sooner with sharper edges. Distortion without negative feedback (the waveforms with the stock setting are similar) is mushier, starts out more rounded on the top and stays rounded on the bottom longer before flattening out. Both produce extreme duty cycle shift when pushed must past grid conduction, an extra grid stop resistor on V2B could help avoid this but I kind of like it. Plus this design isn't meant for heavy overdrive anyway, but it is desirable that it tolerate a certain level of overdrive without crapping out to make it pedal-friendly.

10/2/25 - I did a little thing to my amp...


I added three 1N4148-type diodes in series with an old 6.8K resistor across the 100K load mod resistor with the cathodes to the grid, so that it's switched into the circuit when the mod switch is in the load position. What a difference! Before I couldn't get the volume(s) much past 70 or 80 percent without it getting gnarly-sounding - a little bit of nastiness is fine but as can be seen in the last scope photo above, it got basically unusable. Needs to stay more like the previous photo even when all the way up. When one has an amp with knobs that goes to 12 (which is one more than 11) I want to use it, otherwise I can't really say my amp goes to 12. Now it does! I can even turn all three knobs to 12 at the same time and it stays tight with hardly no blocking distortion (but it sounds a bit better if the normal is backed off a bit to lose some of the low end drive). Previously this just wasn't possible with this amp, it's now got a character about it that I haven't heard before from this amp. Or most amps for that matter.

One of the things I like about the 5E3 design is it's so simple and honest, it's almost like being wired directly to the speakers. There's hardly any tone shaping besides the tone control, and in the case of this modded version the 1000pF cap coupling the normal channel to the bright channel. Most of the mods I've made to the design were mostly out of necessity so that I could use it, but trying not to erase what makes the 5E3 what it is. Just things like adding the master volume because I have neighbors and I still need to turn it down at jams, adding the 100K load resistor to the output of the control network so I could actually use the controls, increasing the 6V6 grid-stop resistors because that gets done with every cathodyne-based amp I have to play with to keep it from sounding like crap when it clips. This mod feels a bit different, it's like I turned it into something else entirely using solid state components to actively shape the waveform. At least it's only in the load mod position (actually it has to be as it's incompatible with the grid signal level required by the negative feedback mod). And the amp still has a stock(ish) position, although I never use that setting. But I'm over it, if it takes diodes to make my vintage-style amp more usable then so be it.

In the original 5E3 design, even with the added 100K grid load, at higher volume settings (close to maximum) when the grid conducts too much it charges up the coupling caps more negatively, which drives the tube more and more into cutoff. Usually the fix for that is to put a large resistor in series with the grid so that it can't charge the caps up enough to cause trouble, but I don't want to do that because the miller effect would rob the highs and it ain't got much of that to begin with.. amps that use that technique usually have another frequency-shaping network preceding it, or are channel-switching amps with a separate clean channel and it doesn't matter. The diodes fixes it in another way, they limit how negative the grid can go thus avoiding the problem. In times past when I did similar tricks I would usually use a diode in series with a zener so that it only kicked in well after clipping and only to improve symmetry and keep it from going wonky to one side (which in the case of Marshalls can blow the output tubes), but for this amp with a low-value plate resistor (compared to what I'm used to) and running from a fairly low supply voltage, I just didn't like the way the cold side clipped. So for this, the diodes start conducting roughly about the same time the grid starts conducting in the other direction. The resistor in series with the diode string makes it respond similar to (but not the same as) how the grid responds, even though the diodes are clamping the voltage the resistor preserves the dynamics so that even under fairly heavy clipping an increase in signal still causes an increase in the output level. That was the old Tube Screamer trick and used in countless other overdrive pedals to get a more tube-like tone.

So whatever, I just put the equivalent of half of a tube screamer in my 5E3 using bench scrapings, and I like it. I was relieved to discover that the 1N914 diode (essentially the same thing as a 1N4148) is not a modern part at all, it was first introduced in 1960 (!). Slightly after the 5E3 era but plenty early enough where people fed up with their amp farting at high volume settings when they played rock and roll through it could have easily done this same mod. Or had parents, the master volume mod I did is pretty obvious.. same with the load mod, that's just basic electronics. There's no telling what they were doing to their amps back then, most of it is lost to history and just speculation but it certainly was possible.

10/7/25 - I took some scope photos with the diode mod in place...

 

Awesome! These shots were made with the internal temperature of the amp at about 50C in the vicinity of the diodes (which are temperature sensitive). There is a slight impact to the clean tone, slightly rounded output on the cold side of V2A (which is at the bottom of the output waveform) but in my case it compensated for my slightly mismatched 6V6 tubes and made the clipping more symmetrical. The preamp distortion waveform in the 2nd pane is almost exactly as predicted by simulation.

Here is a recorded sample with the bright volume and tone almost all the way up, normal volume down a bit and the master volume set to bedroom level (there are pick sounds in the background). First part is just the amp, then I switched on my phase shifter, overdrive and delay pedals with the same amp settings. Recorder was in the back of the amp, there's no after-processing other than normalizing. Usually I don't use this much amp gain with pedals but I was trying to get it to crap out - before adding the diodes I couldn't get it this hot before too much unpleasantness crept in. Here is another recorded sample, still at bedroom level. Warning - it's long and rambling.

I made a non-circuit change to the amp - I moved the master volume from underneath next to the speaker jack to the top panel where the fuse was, which was relocated to an in-line fuse holder inside the amp. I always hated having the fuse on the top panel, just asking to lose the cap or worse. Much better now, was hard to adjust the volume setting when it was underneath the amp.

I put the 0.1uF cap from the plate of V2A across the fiberboard where the stock amp's 0.022uF was originally placed, the jumper from the other side to V2B grid was not wired when building. I used twisted red green and black solid-core wire to connect to the master volume control, shielded wiring was not needed. The wires from the MV control were routed against the chassis with red (control hot) connected to the 0.1uF plate cap, black (control cold) grounded at the controls, and green (control wiper) heatshrinked to the 0.022uF cap going to V2B grid. The 0.022uF was secured next to the 0.1uF with a bit of glue. Like this...


The other side of the 0.022uF cap is wired directly to the grid of V2B using a bit of cloth-covered wire.

No plans to move the mod switch, it's not something I'd want on the top anyway, flipping that switch causes huge volume changes. I rarely change the mod switch setting anyway, it's almost always in the "load" position that switches a 100K resistor from V2A grid to ground, and now the diode/resistor string that fixes the preamp overdrive tone at higher gain settings. It is easy to access if I need something different.


LTspice Simulation of the modified 5E3 circuit

6/20/25 - To get a better idea of what's going on with this circuit I entered it into LTspice.. and discovered that the Duncan 12AX7 model I was using barely functioned with this circuit, with a 1.5K cathode resistor and a 100K load resistor it clipped only on the top side, clearly not right. That's when I found myself going down a rabbit hole of trying various tube models.

The one that best matched the voltages I measured in the actual circuit was a 12AX7 model labeled "NEW MODEL", obtained from https://www.normankoren.com/Audio/Spice_preamp_2.html. Other models that worked reasonably well are the 12AX7A-mz model from https://www.diyaudio.com/community/attachments/tubes-ltspice-lib-txt.999666/, the JD_12AX7 model copied from an Electronic Design article (was in an image so typed it in without the comments), and the 12AX7CRV Model Paint example from https://www.dmitrynizh.com/tubeparams_image.htm. I found two 6V6 models that mostly worked: the Duncan 6V6 model which better matched the bias voltage in the real circuit (the original has typos, fixed in this sim), and a 6V6GT model from Ice Amplifiers that biases a bit higher and has lower screen grid current when overloaded. [...previous simulations replaced with improved simulations that better match what I'm seeing on the scope]

6/23/25 - The 12AX7 models I found tended to be a bit too rounded on the bottom part of the waveform, the grid diode is too soft. So I used the Model Paint program to make my own 12AX7MP model based on a 12AX7 datasheet from Automatica then manually tweaked the advanced grid parameters until the waveform looked approximately like the real thing (although that made the resulting grid current at higher positive grid voltages unrealistic). Still not exact but closer, and like the other 12AX7 models besides the "NEW MODEL" the resulting plate voltages are a bit lower than measured in the actual circuit. The plate resistance seems to be a bit higher, so in the 5E3 circuit the 12AX7MP model clips on the top first, which better matches what I normally see with a 100K/1.5K 12AX7 preamp stage. I got lucky with the mostly symmetrical clipping of the Philips 12AX7 I have in the amp.

The simulations are approximate. The output transformer is simply coupled inductors and doesn't model the response of a real output transformer. Then again I'm of the opinion if you can "hear" the output transformer it's probably too small. The power supply in this simulation is just a voltage source in series with a resistor, the sag is somewhat similar to the real circuit but the real amp sags a bit more.

Power tube clipping of various degrees, master volume is all the way up... (click images to make bigger)




Typical nastiness of a single-triode phase inverter - when the bottom tube grid conducts it messes up the top tube drive. The effect is somewhat worse in the actual circuit.

Here's the cool thing, backing off of the master still permits full power output but with much less nastiness...


Preamp distortion...

 

This looks similar to the waveform of the real thing but I might have got the grid conduction too hard, the parameter "IGEX" in the 12AX7MP model controls how quickly the grid conducts, I currently have it at a fairly high value of 15, lower values result in softer clipping on the bottom part of the waveform.

Here's the same plot with the Koren "NEW MODEL" 12AX7...


It's pretty close but to me it seems like it has a bit too much rounding on the bottom of the waveform, more noticeable on the green V2A plate trace. But maybe not... this model more closely matches the DC values in the real amp. Getting grid conduction right is tricky, in addition to modelling the forward conduction characteristics there also seems to be some sort of hysteresis or memory effect - the onset of conduction is harder than the release. This is tricky to model with spice and none of these models take that into effect (a rabbit hole for another day).

Simulated preamp distortion with a guitar signal... (output in 5E3mod_9863.mp3)


Simulated power tube distortion with a guitar signal (output in 5E3mod_5568.mp3)


Here is a zip file containing the 5E3mod LTspice simulation files.

At first I thought the simulation wasn't capturing the typical asymmetric clipping of a 5E3/Princeton style output stage, but that was mainly because I wasn't turning the master volume up enough to make the 6V6's conduct. It still isn't a perfect simulation (with the real circuit the bottom side starts squashing as soon as the top side clips) but the effect is there. The master volume makes a huge difference in taming the single-triode phase inverter. Another trick that helps prevent uneven squashing is increase the size of the 6V6 grid stop resistors, they're 1.5K in the stock circuit but they can be increased to 56K or even 100K to avoid excessively loading the phase inverter when the grids start conducting.

7/4/25 - More simulation stuff...

The previous simulation used 900 ohms in series with the supply voltage, but the sag still wasn't realistic - to approximate what I was actually measuring I had to increase the resistance to 2K, which seems a bit unrealistic. So I made another simulation using a Duncan 5Y3 tube model and transformer models inferred from datasheets and actual voltage and resistance readings... I still had to twiddle the sim using series resistance but now only needed 50 ohms to fairly closely match what I was measuring from the real circuit.

For the output transformer I found the Weber datasheet for the W041318 and found it was 6600 ohms CT to 8 (I probably should have known that) so the henry ratios are (6600/4) 1650/8 so for 100 henry primary legs the secondary needs to be 0.485 henries. Primary resistances were set to what I measured, 135 ohms for the blue winding and 139 ohms for the brown. Secondary resistance was set to 0.3 ohms to sort of match the output power I was getting - 9.9 watts at clip into 8 ohms. For the W025130 power transformer, with 118.4VAC line I measured 356V per leg, primary resistance (including fuse and wiring) was 2.8 ohms, one HT leg was 72 ohms and the other was 76 ohms. The henry ratio is 356/118.4 squared = ~9.04 so for a 10 henry primary each secondary leg needs to be 90.4 henries. For simulation purposes the exact henries doesn't really matter as with perfect coupling there is no leakage inductance, only the ratios matter.

From the actual amp with 121.3VAC line (I get a lot of variation here), at idle "A" is 369V, "B" is 319V and "C" is 248V. At clip, "A" is 357V, "B" is 291V and "C" is 227V. In heavy clip, "A" is 343V, "B" is 271V and "C" is 213. With the new sim, at idle "A" is 369V, "B" is 320V and "C" is 251V. At clip "A" is 359V, "B" is 301V and "C" is 236V. With heavy clip "A" is 347V, "B" is 281V and "C" is 216V. It's not exact but it's fairly close to the actual readings, the main discrepancy is the Duncan 6V6 model doesn't draw as much screen grid current under overload conditions as 6V6EH tubes in the amp.

Here's the plots with light and heavy clipping...

 

That's a lot of ripple on the "A" supply. New LTspice asc/plt files added to the zip file.

Simulations using the tweaked resistor values

7/13/25 - I tweaked some of the resistor values to improve the clipping performance of the output stage. The 6V6 grid resistors were changed from 1.5K to 33K on V3 and 47K on V4, this lessens the load on the phase splitter so that the clipping is more even rather than mostly concentrated on one side. The 1.5K in the phase splitter (V2B) was reduced to 1K for more headroom, and the 1.5K cathode resistor in the 2nd stage (V2A) was reduced to 1.2K to make it clip a bit more on the bottom first before going flatline on the top.

At clipping...

 

Moderate clipping...

 

Heavy clipping...

 

The 6600:8 transformer that came with the kit doesn't seem to be the optimum match for this amp (I get more power at 16 ohms than 8), considering replacing it with a Hammond  P-T1751M 8000CT to 4/8/16 to get a bit more clean power. After the resistor mods I'm getting about 10.2 watts at clip, according to the sim the replacement transformer should give me 13 watts or more at clip...





New LTspice files added to the zip file.

8/17/25 - After installing the 1751M transformer I'm measuring 12.15 watts at clip into 8 ohms (118V line), not quite the 13 watts implied by the simulation but still better than the 10.2 watts from the original transformer.

9/15/25 - The last mod I did to the amp was to repurpose the mod switch so that instead of applying 39K loads to the 1st stage outputs it now enables a negative feedback loop using a 39K from the speaker output to the 1.5K cathode resistor of V2A, through the 25uF bypass capacitor since that made it easy to switch between stock and negative feedback by grounding the junction between the resistor and capacitor. So now the switch selects between stock, negative feedback and 100K load mod. Reversed the connections to the output transformer so the negative feedback would be properly phased.

The negative feedback connection reducing the gain of the output stage by about 8db, reducing distortion...

 

The effect is more pronounced with the actual amp but even with the simulation the output is closer to a sine wave with the harmonics reduced by about 4db. Also increased the output power to over 13 watts at clip.

LTspice is useful for studying the circuitry, however none of the tube models accurately capture the actual observed behavior under clipping conditions, especially for the preamp tube models. Actual...

 

Versus simulation (using the 12AX7CRV model)...

 

Well I guess it's kind of close I but the real thing is more rounded when in grid saturation (bottom half of the wave from the preamp plate but the top half of these plots due to phase inversion of the output stage), and the models tend to clip more on the positive/cutoff side of the wave. Adjusting the 1.5K cathode resistor can compensate for this.

The quest for the perfect tube simulation continues....

9/16/25 - I found a 12AX7 model that works better, actually I already had it, it's from the page Modeling on Mondays: Nonlinear SPICE models of Vacuum-Tube Triodes (Part 3). The original model used the simple diode/resistor to model grid current which doesn't exactly produce realistic clipping, so put the same parameters into Model Paint and enabled the advanced grid option, then dialed in something that resembled the actual waveforms I was observing.

Here are the results...

 

That's pretty darn close. Still biasing at slightly less current than observed but not by much. Here are the full plots...


The new 5E3mod_X3.asc file has been added to the zip file.

9/17/25 - The "JD" model parameters matched older 12AX7 datasheets quite well, here's the Model Paint curves with the Mullard datasheet curves overlaid (matches other old 12AX7 curves were similar)...


...but not so much with the JJ ECC83S curves...


So starting with the JD curves I twiddled the dials for a better match...


...and that made almost no difference. Biased at slightly less current, maybe just a tad closer to the observed waveforms but only by a tiny bit but it's still not replicating the real thing which with 1.5K/100K values initially clips slightly more on the "cold" (higher current) side. It's possible I have an off-spec tube but at this point might need to rig up a test setup and derive my own curves. I really don't need a full set of curves, with a resistor-loaded amplifier for a given supply a given current drain must result in a plate voltage defined by the voltage drop across the plate resistor, AKA the load line.

Only the measurements in the vicinity of the load line actually matter as physics doesn't allow anything else, at least statically, however loading from the following stage changes the effective plate resistance so the curves should match somewhat beyond the load line. That's why matching the curves to the JJ curves didn't do much because in the vicinity of the load line not much changed.

A simple test circuit that permits measuring the grid vs plate voltage and current for a few sizes of plate resistors centered around 100K (say 47K, 68K, 82K, 100K, 120K, 150K and 180K or really whatever is handy) should provide enough information to more precisely match the model to reality. A 9V battery connected to a potentiometer can serve as the variable grid voltage, for each plate resistor value measure the plate voltage and voltage across the resistor to derive the current for each grid voltage step. Also would be a good opportunity to measure actual grid current versus plate voltage for positive grid values.

Something like this for the test setup...

Supply V (~240V) -----RP-----*------.  vary RP around 100K
| |
(+9V for grid current) 1K 1% V plate current
-9V .----------. | | (volts=ma)
| | | *------*
| V Grid cur | __|__ |
_|_ |(volts=ma)| |_____| Vplate
| | | | |
| |<---*----1K----*---------- |
|___| 1% | _____ |
| 10K Vgrid | | |
| pot | 12AX7 | |
_|_ _|_ DUT _|_ _|_

Start with -9V on the control then for each value of RP measure Vplate and plate current for each value of Vgrid from 0V to say 4V stepping 0.5V (typical for datasheet curves). Then reverse the 9V and go back to 100K plate to measure grid current at say 0.5V 1V 1.5V and 2V, noting the plate voltage for each. Seems easy enough to set up. There are other fancy curve tester designs (such as the various uTracer designs from www.dos4ever.com yeah that would be nice to have) but pretty sure that just a few measurements around the load line will be sufficient to reasonably recreate the performance of simple 12AX7 RC-coupled amplifiers with SPICE, especially if the positive grid current can be accurately measured and modeled.

9/19/25 - Ok that didn't quite work out. I made up a simple test rig similar to the above except used what I had on hand - a 250K pot and six resistors for RP ranging from 39K to 330K (exact values aren't important, just getting Vg/Vp/Ip datapoints). Getting the control to settle exactly on 0.5V increments wasn't easy (especially for positive grid voltages) but managed to record a bunch of data which I turned into a chart...


...and used Model Paint to trace it...


But the results were garbage...


[previous speculations as to why it didn't work removed]

9/20/25 - A couple things were going on - for whatever reason the previous 122.7V line measurements were low, not sure why but I suspect it was because the line voltage sagged between the time I measured the line and took the other measurements. Either that or the tubes aged but I kind of doubt it, more likely was just a measurement error. The JJ ECC83S I measured has lower current than the published specs (0.9ma at -1/150 vs 1.2ma) but otherwise works fine, sounds good and still looks exactly the same on the scope. The main thing though was I had the grid parameters all wrong - was matching it at 0V and +0.5V but after reading the paper Vacuum Tube Triode Nonlinearity as Part of The Electric Guitar Sound which has a chart showing actual 12AX7 grid current measurements I realized I was doing it all wrong - it's the area between -0.5V and 0V that needs to be modeled reasonably accurately to replicate the observed waveforms. Performance at +0.5V doesn't matter, by then the signal is completely clamped... with a 100K source impedance 100uA grid current is a 10V drop. Rather the region between -0.5V and 0V needs to be modeled as an exponential rise from about 1uA at -0.5V, about 0.2uA at -0.4V, about 4uA at -0.3V, about 10uA at -0.2V, about 25uA at -0.1V, then increasing rapidly past 50uA as it approaches 0V and beyond. The reason the grid starts to conduct while still negative is related to something they call "contact potential" which results from the welded connections between the tube pins and elements, known as the Seebeck Effect. Normally this isn't noticed because the two connections for a round trip cancel each other out (unless at different temperatures), but the grid has no return path so the effect adds a few hundred millivolts to the effective grid voltage, causing it to start conducting even while still a bit negative. I think that's about right but this is all still new to me.

The exponential function needs to be on the order of 3 or so, when tracing the ECC83S I was using an exponent of around 1.3 while trying to match the 0V and +0.5V curves, which resulted in harsh clipping. For the previous 12AX7JDA and other models where I eyeballed the grid response I had an exponent of 2, which looked about right, but in fact was robbing a bit of gain from the models as it approached overdrive. I really should make new grid conduction measurements focusing on the area between -0.5V to around +0.1V, but I had some data from the previous measurements which proved useful...

Grid V    Plate V  Grid I  
-0.499V 159.1V 1.1uA
-0.502V 125.1V 1.2uA
-0.500V 101.4V 1.7uA
-0.497V 80.7V 2.1uA
-0.058V 131.6V 59.4uA
-0.064V 103.4V 64.9uA
-0.067V 92.7V 67.4uA
-0.071V 69.3V 72.5uA
-0.086V 44.8V 79.1uA
0V 127.5V 86.8uA
0V 98.6V 95.4uA
0V 61.6V 111.6uA
0V 39.0V 131.5uA

There was noise in the data - the 0V readings were +/- a couple millivolts as it was very tricky hitting exactly 0, had to apply positive voltage to balance out the grid current. Regardless the drastic increase between just a little bit negative and 0 is plainly evident, as is the effect of plate voltage. Not a lot of data points but this data constrains -0.5V to a couple uA and defines the slope, for the missing data used the data from the chart in the paper, which didn't include plate voltages but figured it was in the 100V range typical for a 12AX7 saturating a 100K load.

I didn't hit it exactly but got close...


While at it I also tweaked the main parameters to better match my measurement chart.

The resulting 12AX7SMP model performs quite well under simulation...


The clipping characteristics are almost exactly what I observe on the scope, clips more on the grid limited side first.

The simulated idle voltages match the most recent measured values quite closely...

Node          Measured  Simulated (line=117.7VAC)
supC 237.8 237.75 (set artificially)
V1a plate 159.8 163.13
V1b plate 160.2 163.13
V2a plate 161.3 159.76
V2b plate 185.4 188.81
V2b cathode 52.3 49.81

Close enough considering resistor tolerances, differences between the tube sections, and measurement inaccuracies.

Since this is a much better grid model I added the same grid parameters to the 12AX7JDA model, which more closely matches published datasheets. Here's the same simulation with the new 12AX7JDA model...


Note that it biases a bit warmer with lower plate voltages. As the input drive increases with both models the duty cycle shifts from more on the grid-limited side to more on the harder starvation side.

Side by side output comparison between the 12AX7SMP and 12AX7JDA models...

 

...not a lot of difference but the 12AX7SMP model has slightly more gain and is more clipped on the starvation side, which makes sense as it biases colder more towards the supply. Both are very close to what I see on the scope.

The new 5E3mod_X6 LTspice files have been added to the 5E3mod.asc.zip file.

Here are the resulting SPICE models and Model Paint screenshots with the data overlaid. The 12AX7SMP model...

 **** TEST ** Advanced Grid Current ****
* Created on 09/20/2025 13:04 using paint_kit.jar 3.1
* www.dmitrynizh.com/tubeparams_image.htm
* Parameters chosen to model the actual V2A JJ ECC83S in my amp
* which may or may not be bad (less current than published curves)
* This version has improved grid parms and slightly tweaked main parms
*----------------------------------------------------------------------------------
.SUBCKT 12AX7SMP 1 2 3 ; Plate Grid Cathode
+ PARAMS: CCG=3P CGP=1.4P CCP=1.9P
+ MU=106.83 KG1=1458.78 KP=632.37 KVB=513.3 VCT=0.3511 EX=1.523
+ VGOFF=-0.5786 IGA=1.563E-7 IGB=0.5073 IGC=76.03 IGEX=2.828
* Vp_MAX=300 Ip_MAX=3.8 Vg_step=0.5 Vg_start=0.5 Vg_count=20
* Rp=100000 Vg_ac=0.2 P_max=40 Vg_qui=-1.15 Vp_qui=160
* X_MIN=98 Y_MIN=58 X_SIZE=439 Y_SIZE=557 FSZ_X=1184 FSZ_Y=719 XYGrid=true
* showLoadLine=y showIp=y isDHT=n isPP=n isAsymPP=n showDissipLimit=n
* showIg1=y gridLevel2=y isInputSnapped=n
* XYProjections=n harmonicPlot=n dissipPlot=n
*----------------------------------------------------------------------------------
E1 7 0 VALUE={V(1,3)/KP*LOG(1+EXP(KP*(1/MU+(VCT+V(2,3))/SQRT(KVB+V(1,3)*V(1,3)))))}
RE1 7 0 1G ; TO AVOID FLOATING NODES
G1 1 3 VALUE={(PWR(V(7),EX)+PWRS(V(7),EX))/KG1}
RCP 1 3 1G ; TO AVOID FLOATING NODES
C1 2 3 {CCG} ; CATHODE-GRID
C2 2 1 {CGP} ; GRID=PLATE
C3 1 3 {CCP} ; CATHODE-PLATE
RE2 2 0 1G
EGC 8 0 VALUE={V(2,3)-VGOFF} ; POSITIVE GRID THRESHOLD
GG 2 3 VALUE={(IGA+IGB/(IGC+V(1,3)))*(MU/KG1)*(PWR(V(8),IGEX)+PWRS(V(8),IGEX))}
.ENDS

...and the 12AX7JDA model...

**** TEST ** Advanced Grid Current ****
* Created on 09/20/2025 13:38 using paint_kit.jar 3.1
* www.dmitrynizh.com/tubeparams_image.htm
* Parameters taken from "Modeling on Mondays: Nonlinear
* SPICE Models of Vacuum-Tube Triodes (Part 3)"
* This version has improved grid parms
*----------------------------------------------------------------------------------
.SUBCKT 12AX7JDA 1 2 3 ; Plate Grid Cathode
+ PARAMS: CCG=3P CGP=1.4P CCP=1.9P
+ MU=102 KG1=1770 KP=766 KVB=78.75 VCT=0.588 EX=1.399
+ VGOFF=-0.5786 IGA=1.563E-7 IGB=0.5073 IGC=76.03 IGEX=2.828
* Vp_MAX=420 Ip_MAX=4 Vg_step=0.5 Vg_start=0.5 Vg_count=20
* Rp=100000 Vg_ac=0.2 P_max=40 Vg_qui=-1.3 Vp_qui=155
* X_MIN=75 Y_MIN=47 X_SIZE=539 Y_SIZE=513 FSZ_X=1253 FSZ_Y=708 XYGrid=true
* showLoadLine=y showIp=y isDHT=n isPP=n isAsymPP=n showDissipLimit=n
* showIg1=y gridLevel2=y isInputSnapped=n
* XYProjections=n harmonicPlot=n dissipPlot=n
*----------------------------------------------------------------------------------
E1 7 0 VALUE={V(1,3)/KP*LOG(1+EXP(KP*(1/MU+(VCT+V(2,3))/SQRT(KVB+V(1,3)*V(1,3)))))}
RE1 7 0 1G ; TO AVOID FLOATING NODES
G1 1 3 VALUE={(PWR(V(7),EX)+PWRS(V(7),EX))/KG1}
RCP 1 3 1G ; TO AVOID FLOATING NODES
C1 2 3 {CCG} ; CATHODE-GRID
C2 2 1 {CGP} ; GRID=PLATE
C3 1 3 {CCP} ; CATHODE-PLATE
RE2 2 0 1G
EGC 8 0 VALUE={V(2,3)-VGOFF} ; POSITIVE GRID THRESHOLD
GG 2 3 VALUE={(IGA+IGB/(IGC+V(1,3)))*(MU/KG1)*(PWR(V(8),IGEX)+PWRS(V(8),IGEX))}
.ENDS

This has been a long rabbit hole but I learned a lot about how preamp tubes actually perform under overload conditions. It was almost a game to see how closely I could make the simulation match the actual amp measurements, I think I won. For now anyway.

9/28/25 - Still not totally sure what was up with the initial JJ measurements being higher current, but after double-checking the math and making sure cathode, anode and supply voltages are all consistent I'm doubtful it was a line voltage shift. That and given that the tubes definitely draw less current for a given grid voltage than the datasheet indicates (0.9ma versus 1.2ma @ -1.5V/200V), it appears that the tubes really did age. Regardless the models I came up with work fine, better than any of the other 12AX7 models I have. Got one for how it's supposed to work and another for how it actually works. Was tempted to explore other 6V6 models but the Duncan Amps model I'm using seems to work fine, so not today.

One little thing remains... properly modeling the output transformer, or at least somewhat more realistically. This took me down another rabbit hole but I learned a few things, mostly about what I don't know but learned enough to make it at least resemble the real thing. The 1751M transformer spec sheet specifies a primary inductance of 19.66H at 250V/60hz. No mention of the test conditions other than that (pure inductance? or reactance including all the stray stuff?). No mention of capacitance but it did have a frequency response spec of +/-1db from 70hz to 15khz referenced to 1khz.

10/1/25 - Ignore previous writings here about this, the inductance for each primary leg should be 1/4 of the total primary inductance, Rpar should be 1/2 and Cpar should be double, at least according to LTspice experiments comparing a single inductor to two coupled inductors. I think... at least with LTspice these proportions produce equivalent readings when comparing to a single inductor. The 1751M inductance spec is just plain wrong.

I made some new measurements of the output transformer under small signal conditions...with an input of 2.367V at 422hz through a 122K resistor I read 1.336V across the resistor and 1.455V across the transformer. The transformer had the center tap and one leg of the secondary lifted. I also tried to measure the capacitance but measuring leg to leg capacitance with my meter is impossible, best I could do was primary to secondary/chassis which was still affected by the inductance, got 1135pF for the center tap and about 500pF for each of the legs. At least that's a ballpark. To try to figure out the true inductance I made an LTspice circuit mimicking my setup... a signal generator with a 2.35K resistor to simulate its output impedance, the series resistor, and two coupled inductors in series, one with 213 ohms and the other with 200 ohms series R to match the measurements. Since this setup only measures reactance there are an infinite number of inductor, capacitor and effective parallel resistor values that match the readings I took, but only those in a certain range make sense and produce results that resemble reality...

L1/L2   Rser     Rpar   Cpar    L3        HF -1db
-------------------------------------------------
10.5H 213/200 153K 1600p 0.042H ~11.5khz
11.0H 213/200 153K 1320p 0.044H ~14.5khz
11.5H 213/200 153K 1050p 0.046H ~17khz
12.0H 213/200 153K 800p 0.048H ~23khz

The -1db low-frequency point on all of these is 60hz or below, determined by the inductance value which isn't changing much but the capacitance increases rapidly as the inductance is decreased to match the readings I made. For the spec of 19.66H, 4.195H per leg, the capacitance has to be around 9500pF resulting in a high frequency rolloff of about 2.2khz and a low frequency rolloff of about 122hz. Clearly the specification is wrong. The 10.5H and 11H values produce a -1db rolloff below the specified 15khz, the 12H values produces a rolloff that seems high (but who knows), 11.5H (46H primary-primary) best matches the published frequency response. Then again, if the primary inductance spec is that far off can any of the specs be trusted? I notice typos and copy pasta going on with these datasheets. There's one replacement 5E3 transformer (P-TGO-002) that lists a primary inductance of 3.67H - I really don't know what they are measuring.

The 11.5H values produce more realistic-looking preamp and power amp clipping...




...however the inductance doesn't decrease increasing the clipping slope in response to DC offset, simulating that in LTspice is rather tricky and would require a more sophisticated transformer model.

Here is the frequency response with the controls set flatish...


The gray trace is taken from the grid of V3 to approximately show the frequency response of the transformer.

Besides more realistic-looking clipping, I was especially interested in this plot...


The feedback mod puts the loop around four C/R highpass stages plus the transformer, was worried about stability. Two of the highpass stages can be mostly ignored, the 25uF in series with the 39K feedback resistor puts it well into the sub-hertz range, and the 0.022uF coupling from the master volume is operating into a very high Z load, much higher than the 1M resistor due to bootstrapping from the cathode side of the phase splitter, haven't measured it but guessing in the range of 10M which would put that stage's -3db rolloff point at around 1hz. The main ones to worry about are the 0.1uF cap feeding the 250K master volume and the 0.1uF caps feeding the 220K 6V6 grid leak resistors, both with a -3db point of around 10hz. However there doesn't seem to be any instability no matter what values are used for the two main HP caps, and with these values the 39K feedback resistor can be reduced to 15K before side effects become too noticeable. Although that can reduce distortion it's not a good idea - the feedback tries to flatten out the transformer response curve by pumping more drive into the 6V6, at some point it will run out of drive and create distortion of its own.

Ok let's see if this sticks.. transformer modeling is tricky! Starting with figuring out the specs.

10/2/25 - The "Smooth" Diode Mod...

One of the practical issues I was having with this amp was past about 80% on the volumes the tone got pretty nasty, without the extra grid resistance at higher volume settings it got shoved more and more to the flat side against the rail. I was accepting at first, that's just how this kind of preamp circuit works, but that didn't change the fact I couldn't get it past 8 or 9 on the 1-12 volumes without it becoming unpleseant. So I fixed that by adding three 1N4148 diodes and a 6.8K resistor in series and placed it across the 100K "load" resistor switched in by the mod switch. Even though it was a trivial mod it made a dramatic difference, it goes to 12 now without unwanted side effects. This amp can now produce a decent overdrive at a lower volume all by itself without using pedals, and with pedals it's better than I've ever heard it. It was all about keeping the signal from piling up against the rail.

This is without diodes with the bright volume at 70% (master at 50%), increasing input from 50mV to 1V...


Trainwreck. This is with the diodes in the circuit...


Wow, just wow, that's so much better, each signal level takes its own path instead of them all crashing together.

That was just at the threshold of unusability, with the volume all the way up it was just garbage...


With the volume all the way up every increase flattens out the cold side even more, making the output look like tombstones. Almost two thirds of the signal becomes blocked, not pleasent at all. With the diodes it still flattens out but the signals still trace out their own increasing paths. Except for the highest input levels (which are beyond the normal input range anyway) the edges remain more rounded and the clipping remains fairly symmetrical...


(just noticed I ran this with the "normal" 12AX7JDA model for V2A but it looks the same with the "aged" 12AX7SDA model)

Not sure what's going on with the hot side with the 700mV and 1000mV input traces, it folds in on itself and turns into something that more resembles regular clipping. But that's not a bad thing, besides only happening at high input levels, it's closer to what I was used to seeing from overdriven tubes, at least before I got this amp and its weird (to me) overly-rounded clipping on one side.

One thing I have to watch out for with this mod like this is how much it affects the clean tone - the forward voltage of a diode decreases with temperature and tube amps get pretty hot inside, thus the .temp setting of 50C in the simulation. Running temp to 80C shows a bit of an effect on the output, the diode side of the waveform is slightly more rounded but not by much, if anything it would just make it sound a bit "warmer" (LOL) from the increased 2nd harmonic distortion. [...there is a bit of an effect...]

10/7/25 - After further testing, both with the simulation and checking the actual output, there is a slight effect on the clean tone with the master volume all the way up, starting around 50C, but it's not that much and might have other benefits.

The following stepped simulations were done at 60C, without diodes and with the three diode/resistor mod in place...

 

At 60C the diodes do add just a bit more rounding to the cold side of V2A (the bottom of the output waveform), there is already a bit of rounding from (I presume) the V2A stage itself but the diodes approximately double the rounding near the clipping threshold. It's still relatively mild though, I've seen plenty of amps that produce an output with one-sided rounding more pronounced than this, sometimes deliberately. Fender amps with photocoupler vibrato have an output similar to this (only worse) due to loading from the tremolo intensity control. The interesting thing though is because more limiting happens on the positive-going side it results in a bit less 6V6 grid current and a bit less duty cycle shift from the phase splitter, that's a plus. I think 60C is a good simulation temperature, on my amp using a temperature sensor placed right where the diodes are (but the back closed up) I recorded a max of 50C with about 29C ambient (21C rise), so 60C is about right for outside on a hot day. Given the fairly minimal effect on the clean tone I'm going with it like it is, three 1N914 or 1N4148 diodes and a 6.8K resistor in series.


Terry Newton (wtn90125@yahoo.com)